美SEC結束調查BlackRock、State Street，但警告參與氣候倡議恐觸法
ESG Today · 2026-10-08
美SEC決定不對參與Climate Action 100+的BlackRock、State Street採取執法行動，但警告被動投資人協同議合可能被視為持股逾5%的「集團」，喪失簡易申報資格，恐冷卻跨機構氣候議合。
學習單字
- enforcement action執法行動：監管機關對違規者採取的處分或訴追
- coordinated engagement協同議合：多家投資人聯合與被投資公司對話、施加影響
- proxy advisory firms代理投票顧問公司：為機構投資人提供股東會投票建議的機構
SEC drops BlackRock, State Street probe but warns on climate group participation
The SEC will not pursue enforcement against BlackRock, State Street and others over Climate Action 100+, but warned that coordinated engagement could make large passive investors a 'group' holding over 5%, costing them simpler Schedule 13G filing status. A likely chill on collective climate stewardship.