美SEC结束调查BlackRock、State Street，但警告参与气候倡议恐触法
ESG Today · 2026-10-08
美SEC决定不对参与Climate Action 100+的BlackRock、State Street采取执法行动，但警告被动投资人协同议合可能被视为持股逾5%的“集团”，丧失简易申报资格，恐冷却跨机构气候议合。
学习单字
- enforcement action执法行动：监管机关对违规者采取的处分或诉追
- coordinated engagement协同议合：多家投资人联合与被投资公司对话、施加影响
- proxy advisory firms代理投票顾问公司：为机构投资人提供股东会投票建议的机构
SEC drops BlackRock, State Street probe but warns on climate group participation
The SEC will not pursue enforcement against BlackRock, State Street and others over Climate Action 100+, but warned that coordinated engagement could make large passive investors a 'group' holding over 5%, costing them simpler Schedule 13G filing status. A likely chill on collective climate stewardship.